Audit-Ready Rollover Analysis
Rollover documentation that holds up when the DOL asks to see your files. Complete analysis in under 15 minutes—no enterprise contracts, no sales calls, no spreadsheets.
Interactive Demo
DOL Compliant Rollover Analysis
Walk through a sample 401(k) to IRA analysis — register to unlock all analysis types
Analysis Type
How It Works
Complete your rollover analysis in four simple steps
Gather Information
Enter client details and select analysis type: Plan to IRA, IRA to IRA, or Plan to Plan.
Collect Plan Data
Search DOL Form 5500 database by company name, upload fee disclosure documents, or enter data manually.
Analyze & Compare
Compare fees, services, and investment options. Document availability and applicability of each factor in both scenarios.
Generate Report
Create professional, DOL-compliant PDF report with all documentation and disclosures.
Pricing
Solo, Firm, or Enterprise — start with 2 free reports.
$432 billed annually
Save $108/year vs monthly
One login for your whole practice. Built for the person who actually does the paperwork.
2 free reports included
Founding rate for 90 days after signup. List is $540/yr after that.
Founding members lock the Firm upgrade at $1,200 for 10 logins. Your first-year Practice payment credits toward that upgrade.
$1,200 billed annually
Save $300/year vs monthly
Supervision and exam readiness for the whole office. 10 logins included.
Save 20% with annual billing
Best for firms needing 20+ accounts. Multiple offices, broker-dealers, custom onboarding, MSA, and dedicated support.
Advisors turn out a documented rollover file roughly every 12 minutes. Practice is one login. Firm includes 10 logins from $1,200/yr.
See all plans & detailsSee It In Action
Try the interactive demo or preview a sample report — from data gathering to compliant documentation.
Form 5500 Database Integration
Search 500,000+ employer retirement plans by company name. Automatically pull fee information, participant counts, and asset data directly from DOL filings.
Complete Fee & Service Comparison
Compare costs, investment options, and services between current plans and proposed IRAs. Weighted scoring based on client priorities with clear visual charts.
Audit-Ready Documentation
Generate PTE 2020-02 compliant reports with complete audit trails. Professional PDFs ready for regulatory review and client files.
Evaluation Process
We respect your time. Evaluate our software on your own terms.
- Request pricing information
- Schedule discovery call
- Attend sales demonstration
- Receive custom proposal
- Wait for implementation
Typical Timeline: 3-4 Weeks
Trusted by independent financial advisors
Average completion time
Retirement plans in database
PTE 2020-02 compliance
Data Security
We collect minimal client PII by design — no SSNs, no dates of birth, no account numbers. And what we do collect is protected at every layer.
Built for Your Compliance Obligations
As your service provider, we help you satisfy SEC Regulation S-P. We maintain the safeguards, written incident-notification commitments, and documentation your firm needs to pass vendor due diligence.
Need documentation for your files? Visit the Trust Center